History Articles

China and Southeast Asia: Waking up the Neighbors

Introduction

shutterstock_15960148 resizedIf China is to be the world’s next superpower, then Southeast Asia is its ‘backyard’, just as Central Asia was to Russia during its superpower era, and Central America is to the US. It is a diverse region made up of countries of various sizes, political systems, and levels of development, with annual GDP per capita ranging from a little over $1,000 (Myanmar and Laos) to $50,000 (Singapore). China competes for influence in this area both with its main regional rivals – Japan and India – as well as its main global competitor – the US. China’s successes in gaining trust and deepening economic ties with Southeast Asia have been hampered by a complex shared history that both facilitates cultural commonality, and fosters mistrust of the intentions of a powerful, hegemonic China. The relationship is also challenged by historically-rooted territorial disputes that occasionally flare up, threatening peace in the region.

In recent years, China has made many efforts to gain Southeast Asia’s trust, and to shutterstock_93345997 resizedprogress its economic and political ties with the region. A key form of engagement with the countries of Southeast Asia has been through the Association of Southeast Asian Nations (ASEAN). Founded in 1967, ASEAN consists of Brunei, Cambodia, Indonesia, Laos, Malaysia, Myanmar, the Philippines, Singapore, Thailand, and Vietnam (the geographical term ‘Southeast Asia’ is generally considered to include these countries as well as Timor L’Este, which has held tentative discussions about joining the group). ASEAN states its main purpose as being “to accelerate economic growth, social progress, and cultural development in the region” as well as “to promote regional peace and stability”. Although it has worked towards the development of a cultural Southeast Asian identity in recent years, most would agree that its greatest achievements have been in the field of economic cooperation and regional stability. While Indonesia is the giant of the group, it has been careful not to dominate the organization. ASEAN prides itself on conducting its business through the ‘ASEAN way’, which involves building consensus among all members and maintaining a commitment to mutual non-interference. ASEAN gives the less powerful countries the benefit of collective bargaining, which serves to balance to some extent the relationship of these countries with China. Settling issues of mutual interest within the ASEAN framework has eased many tensions between member countries and has promoted overall cooperation within the region. Despite real successes with China, ASEAN itself has not been a silver bullet and many difficult issues remain between China and the region. In addition to ASEAN, engagement between the countries of Southeast Asia and China has also been facilitated through the large Chinese emigrant populations in most of the Southeast Asia countries, many of whom maintain strong business and cultural ties with their ancestral home.

Historical Context

 

Throughout much of China’s dynastic history it maintained regional hegemony in East Asia (East Asia refers to the territory of what today is Southeast Asia, China, the two Koreas, and Japan) by instigating a ‘tributary system’. Regional East Asian rulers would seek the patronage of the Chinese emperor of the day in order both to legitimize their own rule and to ensure that peace was maintained with their powerful neighbor. This system had a profound effect on many parts of Southeast Asia, particularly the areas that are now Vietnam, Cambodia, and Laos, where the cultural influence of China is palpable. This is evidenced, for example, by the presence of Chinese characters on many older buildings although they are no longer used in the writing systems in these countries and by the pervasion of Confucian values in the respective societies. Equally important as the political ties was the trade between China and many of the countries of Southeast Asia. Chinese merchants, following trade routes, gradually immigrated to various Southeast Asian countries, where they settled and assimilated. Thus, every single country in Southeast Asia now has significant Chinese communities, many of whom maintain strong cultural links to their ancestral home. This is especially noticeable in Singapore, Malaysia, and Indonesia but can be observed across the region.

The legacies of this history are complex. The cultural links that have been created between many parts of Southeast Asia and China, both in terms of shared norms and values and because of the ethnic Chinese still living in these countries (referred to in Chinese as huaqiao, which literally means ‘Chinese bridges’), provide a huge opportunity for China to extend its influence throughout the region. In recent years, China has sought to exploit this both through economic integration and by the development of ‘soft power’. For example, China has promoted the study of Chinese language and culture by bestowing scholarships for poorer students to come to China to study. While this program to promote the teaching of Chinese culture and language is worldwide, China has concentrated its main focus on Southeast Asia. Specifically, a large proportion of the recipients are huaqiao. This awarding of scholarships to ethnic Chinese has been controversial, reminding some in the region of a Mao-era tendency to interfere in countries with large ethnic Chinese communities on the premise that these populations remained, in effect, part of the Chinese nation. Such interference was a source of serious friction with both Indonesia and Malaysia in the 1950s and 1960s. Another legacy of this shared and complex history is the issue of territory. Although China has now resolved virtually all of its outstanding land border disputes (only those with India and Bhutan remain), it still has numerous disputes with several countries in Southeast Asia over sovereignty of islands in the South China Sea.

A particularly significant event in China’s relations with the region occurred in 1979 when Deng Xiaoping gave the order for the PLA to invade Vietnam. The invasion was in response to the Vietnamese occupation of Cambodia after defeating the Khmer Rouge, a Chinese ally, as well as a reaction to internal Vietnamese policies that discriminated against ethnic Chinese and had resulted in a flood of refugees into China. Deng announced, during a trip to America, that China would “teach Vietnam a lesson”. The war was brief but bloody, lasting only three weeks but resulting in the deaths of tens of thousands. Some Western academics have put Chinese casualties as high as 20,000 though this figure is disputed by China, while Vietnam claims 10,000 civilians were killed (it gives no figures for military casualties but it is widely believed that these number in the region of 50,000). Chinese forces withdrew from all areas that had been briefly occupied, claiming success in their mission, but there is no question that they suffered much heavier losses than they had envisioned and that China’s reputation suffered tremendous harm as a result. The damage was both in terms of its perceived relative power, as well as to its image as a trustworthy and peaceful neighbor. Vietnamese perceptions of the war are of another successful repulsion of a foreign invasion, following soon on from the defeats of both the Americans and the French.

Territorial Disputes

The most serious political and security issue that exists between the nations of Southeast Asia and China is the continued failure to resolve to numerous territorial disputes. By far the most grave of the disputes is that of the Spratley Islands, which are situated in the South China Sea close to the Philippines and the northern coast of Malaysia. The PRC claims sovereignty over the entire archipelago of more than 30,000 largely uninhabited islands that constitute the Spratleys. However, Brunei, the Philippines, Vietnam, Malaysia, and Taiwan all claim some of this area. To complicate matters further, some of these claims are overlapping and so there is no unified Southeast Asian position from which to argue with China. In order to protect their claims, military installations from all the claimants, except for Brunei, are stationed within the archipelago, making the area one that is fraught with multilateral tensions. Although all countries are rhetorically committed to resolving the dispute peacefully, the presence of so many different militaries means that low-level conflict from time to time is almost inevitable. This is particularly true with regard to the two largest presences, China and Vietnam. For example, several Vietnamese fishing boats were captured in 2007 in an area that is claimed by both countries. In May 2011, there were reports that Chinese patrol boats had escorted a Chinese fishing boat when it rammed a Vietnamese survey ship in the area. The other major dispute is over the Paracel Islands, a chain of around 30 islets roughly equidistant from China’s Hainan Island and the east coast of Viet Nam. This dispute is largely a bilateral one, between China and Viet Nam, although Taiwan also has a claim. The islands were occupied by both Chinese and Vietnamese forces until battle in 1974 which resulted in control over the entire archipelago being taken by the PRC. Viet Nam, however, has never renounced its claim to the islands and sporadic incidents involving fishing boats in the area have continued. Two other disputes, both with the Philippines, persist over two small groups of islets and this spilled over in early 2012 when Chinese patrol boats prevented Philippines police patrols from boarding Chinese fishing boats in the region. A stand-off between the two nations ensued that escalated tensions in the region, leading to anti-Chinese protests in Manila. Though the situation appeared to be resolved in June 2012, the withdrawal of all concerned may have had more to do with the coming typhoons than any diplomatic breakthrough. Certainly this issue has not yet gone away for good.

2014 brought another serious outbreak, but this time with Vietnam. In May 2014 China moved an oil rig from a part of the sea that was undisputed into an area that Vietnam considers to be its territorial waters. This sparked an angry response from both state and society in Vietnam with violent anti-Chinese protests breaking out across the country, resulting in several serious injuries to Chinese workers and the evacuation of hundreds of foreign workers (including many non-Chinese caught up in the protests). Though no direct military confrontation has followed, the dispute has taken Sino-Vietnamese relations to their lowest point for decades.

shutterstock_42598996The importance of the disputed islands is threefold. Firstly, the islands are of strategic importance militarily to China as its strives to increase its naval projection, especially given their ideal location close to some of the world’s busiest shipping lanes. Secondly, it is widely believed (though not conclusively proven) that significant resources of gas and oil lie within the EEZs (Exclusive Economic Zones) that would accompany recognized sovereignty over the islands. Finally, the issue of territorial integrity is of critical importance to Chinese national identity and the legitimacy of the government, meaning that nationalists in the country would not tolerate acquiescence on any of the disputes. A combination of all three of these reasons has seen China become increasingly active in the area over recent years. This has not gone unnoticed in those countries that also claim the islands and Southeast Asian states have responded by seeking the protection of other powers, most notably through closer ties with the US. In 2010, US Secretary of State Hillary Clinton declared that the South China Sea was of “national interest” to the US, sparking an angry response from China. In the same year, cities across Vietnam saw large scale anti-China demonstrations that evidenced the damage done to China’s soft power initiative in the region. China is now facing a choice of maintaining an inflexible stance about the islands, risking further harm to its hopes of regional leadership and even potential conflict with the US, or backing away, risking upsetting its domestic audience. It is a tough balancing act and is complicated by the competing policy-makers within China. A successful charm offensive launched by the Chinese around the turn of the millennium to woo its Southeast Asian neighbors and convince them of the benign intent behind China’s rise has been wholeheartedly undermined by what appears to a bullying and militaristic tendency with regard to the territorial disputes, the key issue in China’s relations with the friends it sought. A more coherent policy towards these countries would be beneficial for all concerned.

ASEAN

The ten-member Association of Southeast Asian Nations (ASEAN) has developed into one of the most successful regional organizations in the world, arguably second only to the EU in terms of its coherence, levels of cooperation and weight in the international arena. Formed in 1967, ironically as a foil against the spread of communism in Asia, its five founding members were Indonesia, Malaysia, the Philippines, Singapore and Thailand. Its success in terms of promoting economic cooperation and development among its members led to applications from other states to join. The end of the Cold War allowed for even those states against which the alliance had originally been aimed to become full members and the organization now incorporates the whole of Southeast Asia, with the exception of Timor L’Este. While China is not a member, it, uniquely in East Asia, recognized from an early stage both the importance of the institution and the need for its own engagement with it. Specifically, China spotted a double opportunity with regard to Southeast Asia, and ASEAN proved to be the vehicle through which it could exploit it. The two aspects of the opportunity that China seeks to exploit are: the development of economic growth and integration; and the promotion of its ‘soft power’ in a region it considers to be its own ‘backyard’.

The creation of ASEAN+1 (which includes China) and ASEAN+3 (which includes China, South Korea and Japan) shows how China has stolen a march on its East Asian rivals in shutterstock_112693318 resizedgaining leverage with the Southeast Asian states. That there is a forum which is basically dedicated to China-ASEAN relations, in which other states have no part, as well as a forum dedicated to ASEAN-East Asia relations, in which China still has a key role, shows how it has positioned itself as a key player in this process of ASEAN-centered regionalization. Despite interest from both Japan and South Korea in increasing trade ties with Southeast Asia, it was China that managed to secure a Free Trade Agreement with ASEAN, which came into force on January 1st 2010. Theoretically, this created the largest free trade area in the world by population (1.9 billion people), though it ranks third in terms of actual volumes of trade. There are also many more exemptions than one might ordinarily expect in such an agreement. Each country lists dozens of areas where tariffs may continue, and four ASEAN countries (Laos, Vietnam, Cambodia, and Myanmar) are completely exempt until 2015. It should also be noted that a similar, though less extensive, agreement between ASEAN and India came into force on the same day. Nevertheless, the establishment of the agreement represents a public relations coup for China and the economic benefits for all involved should not be underestimated. By December 2010, China-ASEAN trade reportedly increased by almost 40% and two-way FDI topped $10 billion, with two thirds of that figure flowing into China. The slated 2015 opening of high-speed rail links between mainland Southeast Asia and China, linking the southwest of China with Laos and part of China’s enormous and ambitious high speed rail network project, should increase integration even further.

China has also involved itself in the ASEAN Regional Forum (ARF) that is designed to promote security dialogues and confidence building between states around the Asia Pacific region. The forum involves 27 members, including all ASEAN members, China, Japanthe USthe EU and every other major actor in the region – excluding, at China’s behest, Taiwan. It is through this forum that China has sought to ease the fears of its smaller neighbors over its own rise and expansion of power, particularly with regard to its military expansion and the previously mentioned maritime territorial disputes. Generally, China balks at being pinned down by any broad-spectrum ASEAN-China negotiations, preferring instead to deal bilaterally to solve issues between countries. Nevertheless, it has agreed in principle to a ‘Declaration on the Conduct of Parties’ which would commit all signatories to peaceful resolution of these disputes. While this is not yet signed and sealed, China’s agreement has helped ease some tensions with its Southeast Asian neighbors.

Water

shutterstock_11779609 resizedThe Mekong, a major river that runs through Myanmar, Laos, Cambodia and Vietnam, has its source in China, making relations with it of potentially critical importance to these nations. China considers developing large-scale hydropower to be critical to meeting its future energy needs and thus its national security. The Chinese government has thus worked to keep these resources under its control, and has been unwilling to sign any comprehensive water sharing agreement with downstream riparian nations or to join any river basin associations such as the Mekong River Commission, which was established in 1995 “to promote and coordinate sustainable management and development of water and related resources for the countries’ mutual benefit and the people’s well-being.” It is also one of only three countries that voted against the 1997 UN Convention on the Law of Non-Navigational Water Courses which lays down rules on the shared resources of international watercourses. Additionally, China has been reticent to share information on water levels and flows with its downstream neighbors once its dams are operational. China is now impounding water for the large reservoir behind the Xiaowan dam on the upper Mekong, for instance, which some believe exacerbated 2010 drought conditions downstream. Only after the drought became severe, and China came under significant pressure from the Mekong River Commission, did it start to provide information on daily water flows from its dam cascade.

China has tried to offset complaints and the potential creation of anti-Chinese alliances by its downstream neighbors by using trade and development incentives – developing the Southeast Asian electricity grid and building sewage and road infrastructure in Cambodia for example – to weaken their ability to challenge China’s dam-building activities. It also engages in a public discourse that not only advocates the importance of hydro-power to its national security, but emphasizes exclusively the benefits of the dams without considering how they will disrupt downstream ecosystems and water access. Specifically, it talks about flood control, reduction of Chinese CO2 emissions, and the benefits of improved navigation and water flow during the dry season. In many cases, it is also helping to fund and construct dams downriver in places such as Vietnam, Laos, Myanmar and Cambodia. Their own independent construction of dams with Chinese financing has weakened downstream riparian neighbors’ ability to protest the ecological destruction that China’s upstream dams are causing.

Future Trends

China’s relationship with Southeast Asia is one of its key foreign policy priorities. If it is to establish itself as a global power then it must first be a genuine regional leader. It can only achieve this through engagement with the ASEAN countries at both the economic and political levels. It has shown a clear understanding of the importance of this through its engagement with the ASEAN institutions in which it was ahead of the competition, specifically Japan and South Korea. It can be expected that China will continue to increase its ties with ASEAN in the future.

The increased economic integration with the region has been facilitated both by this willingness to become involved in ASEAN’s structures and also by the myriad cultural ties that bind China to Southeast Asia. It seems likely that both of these factors will continue to contribute a close relationship and this, on the face of it, appears to be a positive development in China’s quest for acceptance as a regional leader and, therefore, a global power.

However, the continuing territorial disputes represent a major threat to China’s goal of shutterstock_78574054 resizedattaining regional leadership. China’s national interests will likely dictate that its claims over the islands continue to be non-negotiable; driven by both strategic concerns and the demands of domestic nationalists it would be virtually unthinkable for China to acquiesce on any of its claims now. One unwelcome side-effect of this from China’s perspective is that the developments have driven several Southeast Asian countries to renew and strengthen their ties with the US. Notable among these have been Vietnam and the Philippines. Such close ties are clearly not in the interests of China’s own national security, nor its ambition to be the regional hegemon. While the recent moves within the ASEAN framework to establish formalized dialogue on the issue are welcome and positive, the prospect of a compromised resolution seems remote and, particularly in the case of the islands, China continues to insist that each individual dispute be resolved bilaterally. With China continuing to expand its naval projection-capabilities in the area, the prospect of increased hostility is very real. Indeed, China’s increased tendency to flex its muscles in this area over the last few years has undone much of the good work it had done in promoting a positive image of itself in the Southeast Asian countries. This schizophrenic policy toward the region may do further harm in the long run as smaller countries seek the protection of a larger and more predictable ally in the form of the United States, a result that would be counter to all of China’s perceived interests. This risk of hostility will continue to cast a shadow over relations between China and the Southeast Asian region.

Sino-Indian Relations: Realists and Rivals

Introduction

Imagemaker / Shutterstock.com

The two most populous nations in the world, China and India share a disputed border, are both on the rise economically and politically, and both possess fearsome nuclear arsenals. Their rapidly changing economic and diplomatic positions have put not only their relationships in the wider world in flux, but they have also created a shifting engagement with each other. While China and India’s ever-closer economic ties have created a degree of optimism that their developing relationship will be harmonious and productive, territorial disputes, competition for spheres of influence within South Asia, and increasing friction over water rights will continue to significantly challenge their relationship.

Historical Ties

JeremyRichards / Shutterstock.com

Throughout ancient times, the link between India and China has been limited; theHimalaya formed a formidable natural barrier between the two civilizations. The most significant Indian contribution to Chinese culture was the transmission of Buddhism into China during China’s Age of Division 220-618 CE. Although the exact time and manner of Buddhism’s spread to China is still debated, it is likely that it made its way to China over the Silk Road, following merchants engaging in trade between the empires. Chinese scholars and monks also travelled to India to study Buddhism and to translate its scriptures. The most famous of these monks was Xuanzang, whose travels to and seventeen year stay in India were fictionally immortalized in the Chinese story, “Journey to the West”, considered one of the four great classics of Chinese literature.

In the modern era, with India colonized by the British, exports of opium to the Chinese mainland eventually led to the two Opium Wars of 1839-1842 and 1856-1860 between Britain and the Qing Dynasty of the time, though the involvement of what we now think of as India was incredibly limited, as it was a colony of Britain at the time. The post-Second World War period was a time of dramatic change for both countries. India was granted its independence from Britain in August 1947. The process of India’s independence was complicated by its separation from Pakistan which the British enacted immediately before granting independence to both nations as separate entities. Violence followed between the two new countries. Indeed, more than six decades after their separation, India and Pakistan remain at odds on many issues. Similarly, in China, violence ensued until the People’s Republic of China was founded in 1949 as Chiang Kai-shek’s Nationalists, and Mao Zedong’s Communists fought for control of the country. This meant that two giant new nations, both with extensive territories and massive populations, both recovering from differing forms of colonialism and struggling to find their place in the new world order, were created within a very short space of time. Despite their very long histories as civilizations, China and India are thus relatively new nation states. Their early dealings with each other have reflected their struggles to adjust to their relatively new country status and their efforts to find their place in the post WWII international order.

One early contribution that the Sino-Indian bilateral relationship made to wider international relations was the 1954 agreement in which was stated the “five principles of peaceful coexistence”. These principles were agreed as part of a treaty relating to Indian trade with Tibet, over which China had regained suzerainty. The five principles became both the founding principles of the Non-Aligned Movement (NAM) – a grouping of countries that sought to distance themselves from the Cold War by refusing to align with either superpower – and the cornerstone of China’s foreign policy, at least rhetorically. The five principles were: mutual respect for territorial integrity and national sovereignty; mutual non-aggression; mutual non-interference in the other’s internal affairs; equality and mutual benefit; and peaceful coexistence. At the heart of these principles is the agreement not to infringe the sovereignty of another country. Yet, despite their mutual commitment to these principles, within just a few years China and India were at war with each other.

The 1962 Border War

Following the 1959 Tibetan uprising – which was repressed by the Chinese military and resulted in the Dalai Lama’s fleeing into exile in India – there were several skirmishes between Chinese and Indian troops along the border. The border had never been successfully demarcated between the nations of China and India. An agreement reached in 1913 over the border between British India and Tibet – at the time conducting affairs as a pseudo-independent nation following the breakup of the Qing Dynasty – has been consistently rejected by the PRC, despite the apparent presence of Chinese representatives at the negotiations. China refuses to acknowledge any agreement made with the Tibetan authorities as it declines to recognize that Tibet had any level of suzerainty in this period of history. Interestingly, China’s refusal to recognize this agreement has some validity as it was, in fact, in breach of the Anglo-Russian Entente. Signed in 1907, but annulled in 1922, it stated that all dealings with Tibet must be conducted through the Chinese authorities in Beijing.

In October 1962 China invaded Aksai Chin and Arunchal Pradesh, the two largest portions of disputed territory over which it claimed sovereignty, but which were occupied by the Indians at the time. The simultaneous invasions were over a thousand of miles apart. The war lasted precisely one month, with the Chinese winning a military victory and successfully occupying much of the disputed areas. However, once military superiority had been established, a ceasefire was called and the Chinese unilaterally withdrew from all the territory they had gained in the offensive. While China’s real reasons for unilaterally withdrawing and ending hostilities are still debated, it is likely that a key reason for their retreat was the prospect of US involvement in the conflict, which raised concerns in China of an unwanted and unnecessary war with the superpower. Premier Zhou Enlai insisted that the withdrawal was a signal of good faith and that China had always wished to resolve the dispute peacefully.

The casualties in the war were relatively small, with an estimated 2000 Indians and more than 700 Chinese troops thought to have been killed. However, the consequences for the relationship and the region as a whole were extensive. While the Chinese succeeded in demonstrating their military superiority over their Indian rivals, the invasion harmed their international image and fed the belief in the West that China was a belligerent power intent on using aggressive means to expand its territory and influence. The lesson learned by India was that its military was woefully underprepared and wholly inadequate for purposes of self-defense. It therefore set about wholesale modernization of its military capabilities.

Territorial Issues

 

Territorial disputes are probably the greatest issue of difficulty between China and India. The disputes involve ten separate portions of territory, though several of these are tiny. There are two particularly significant areas: the more than 60,000 square km – around three quarters – of what India, and most other countries in the world, consider to be the state of Arunachal Pradesh; and the 37,000 square km Chinese-administered Aksai Chin, to the west of Nepal. It was these two areas over which the 1962 war was fought. At the time the Arunachal Pradesh was sparsely populated, but is now home to around one million Indian citizens. Since the 1962 war there have been many skirmishes along the disputed area, most notably in 1967 and 1987.

Given the size of the larger territories under dispute, it is politically difficult for either country to concede the territory to the other. This is especially true in the case of Arunachal Pradesh, which would be tantamount to the the Indian government effectively giving away the majority of an established Indian state. The other major disputed area, Aksai Chin, is considered by India to be a part of Kashmir and therefore complicates the matter further, given that India is already contesting Kashmir with Pakistan. Certainly, no solution to the current impasse appears imminent and the failure of the two great powers to resolve this remains a constant thorn in the side of diplomatic relations of the two. With that noted there has been some limited success in reaching agreement over the Indian state of Sikkim; initially claimed by both India and China but effectively operating as an independent state, Sikkim voted to join the Indian Federation in 1975. China originally refused to recognize this and continued to display Sikkim as a separate state on maps produced in the PRC. In 2004, it finally accepted it as an Indian state, although it did so with little fanfare.

As with most territorial disputes around the world the problem is exacerbated by nationalists on either side, who are prone to react to even the slightest provocation. Though nationalist responses in China are not as prominent as those that are directed against Japan or the US from time to time, India has emerged as a target for outpourings of nationalist sentiment, particularly over the issue of the disputed territory. Simon Shen, an academic who specializes in Chinese online nationalism, has identified that China’s online nationalists have turned their attention to India in recent years and use the government’s reaction to any perceived provocation as something of a litmus test. India also has its share of hotheaded protesters who make themselves heard whenever China acts in ways considered to infringe on India’s sovereignty over these areas.

Tibet

For historical, religious, cultural and geographical reasons, India continues to play a role in the Tibet issue. Homeland to the Tibetan people, and located on the high plateau of the north-eastern Himalaya, Tibet was unified in the 7th century, but then fractured into various territories which have since been controlled at various times by Tibetans, theDaniel J. Rao / Shutterstock.com Mongols and the Chinese. Tibet has been part of the People’s Republic of China since 1951, though full control by Beijing was only established following a military advance into the region in 1959. While China’s sovereignty over Tibet is accepted by the international community, its continued rule there remains controversial with the Dalai Lama continuing to campaign internationally for the Tibetan people to be allowed greater autonomy. Though China insists that the Tibet issue is a purely domestic matter in which no other country must interfere, India is inescapably intertwined in the problem. This is, primarily due to the fact that when the PLA rolled into Tibet in 1959, the Dalai Lama fled to India where he was given asylum, and allowed to establish the Tibetan “government in exile” – in the northern Indian town of Dharamsala. There have certainly been times since 1959 when the Indian government has wished it could bring an end to its own involvement in order to ease its strained relationship with China over this issue, but the Dalai Lama’s successful international promotion of the Tibetan cause has made this an impossibility, at least while he remains alive. For its part, China continues to raise this matter with Indian leaders, particularly whenever Tibetan refugees flee across the border to seek asylum there.

Competition for Water Resources

Tibet is also relevant to Sino-Indian relations as it is the source of the Brahmaputra River which provides significant water and power resources for Bangladesh and India. To take advantage of Tibet’s vast hydro power, China is planning a series of dams on the various transnational rivers that originate there. One of its proposed mega-dam projects is on the Brahmaputra, where it does a big U-turn in the world’s deepest canyon before entering India, close to one of the borders disputed by the two countries. This bend on the Brahmaputra is considered to be one of the world’s largest concentrations of river energy on earth. This mega-dam at the Brahmaputra is just one of what is estimated to be as many 28 dams on the Brahmaputra that are either planned, completed or under discussion by China. While China denies it, some Indian scientists also fear that China might also be planning to divert 200 billion cubic meters of water a year from the Brahmaputra to the Yellow River and other Chinese rivers.

China’s damming of the Brahmaputra puts control of a key source of Indian water into Chinese hands. More than 185 million people in north-eastern India and Bangladesh depend on the Brahmaputra. In the Indian state of Assam, 80 per cent agriculture relies on water from the river. Damming also affects a river’s ecosystem, altering silt and nutrient flows that risk impacting India’s downstream fertility and fisheries. Additionally, India derives significant power from its own hydroelectric projects on the river and its tributaries. The efficacy of these dams could be affected if China significantly alters the river’s flow volumes

Competition for Influence

As large and now rising nations, China and India have competed for and will continue to compete for influence in Asia and abroad. One keen area of competition is in Nepal and Myanmar. There is a difference in motive for the two of these countries. Nepal is considered to be a buffer state between the two powers, so that influence and access within Nepal is a strategic priority for both China and India. In any potential conflict between the two countries, Nepal would have clear tactical importance. Myanmar, on the other hand, is important to both countries as a source of natural resources, particularly natural gas. To seek influence in Nepal and Myanmar, China and India provide both countries with badly needed infrastructural investment; both Nepal and Myanmar have some of the worst infrastructure in the world. China in particular has been focused on building crucial road links throughout Nepal and into China, boosting trade and enhancing ties between the two countries.

While Nepal and Myanmar are important considerations, the relationship with Pakistan is potentially explosive. China has been Pakistan’s long term ally, while Pakistan remains India’s greatest foe, a consequence of the fact that most Indians opposed Pakistan’s separation from India before independence. During the Sino-Indian 1962 border war, Pakistan saw an opportunity to develop a strategic relationship with a large neighbor that would help to balance against what it perceived as the threat of Indian invasion. For its part, China sees its relationship with Pakistan as a way to offset what it believes to be a US strategy to contain China, which the US employs by forming strategic partnerships with significant powers surrounding China, revolving around the axis of Japan, Australia and India. There is unquestionably some truth in this analysis of US intentions, and India’s position within this alliance system is very important. The continuance of friendly relations with Pakistan is one way China works to counter this US strategy, though this has been complicated over recent years by the US-Pakistan alliance that formed in the wake of the 9/11 attacks. China’s engagement with Pakistan involves it in India’s most prickly international issue, Kashmir, which in turn causes further friction with India at both the government and the societal levels.

China and India are also now beginning to come into direct competition for influence and access to resources in Africa. China’s engagement with Africa has increased significantly in the last two decades as it looks to Africa both as a source of raw materials and as a market for its goods. India’s foray into Africa is still in its early stages, but it is already clear that both countries are pursuing differing strategies within the region. India’s investment strategy has been led by the private sector, where China’s incursion into Africa has been led by large SOEs and government ODA seeking access to Africa’s raw materials such as its oil and timber. Indian multinational companies are seeking to penetrate African markets by exploiting the comparative advantage of a significant Indian diaspora on the continent, as well as the ability of its nationals to speak English. That said, as competition for the continent increases, India’s government seems increasingly willing to engage to secure its competitive position. In 2011 for instance, Manmohan Singh, India’s Prime Minister, announced a three year aid package to Africa worth $5 billion. While significant, it is still dwarfed by Chinese aid that currently tops $20 billion per annum. As the China and India continue their rapid development, this competition for access to Africa’s resources and markets is likely to increase in the future though, for now at least, China appears better placed to take advantage.

Bilateral Trade

Though bilateral trade is not as large as one might expect given the sizes of the two nations, it offers one of the best chances to promote a cooperative coexistence between the two Asian giants. China is already India’s largest trading partner and in 2011 bilateral trade topped $74 billion, though this fell back slightly in 2012 to $66 billion. The 2012 reduction in trade was driven almost entirely by a 20% drop in Indian exports to China, with the trade deficit now $29 billion. Total bilateral trade is projected to reach $100 billion by 2015 with potential for even faster growth after that.

China does not offer India economic complementarity in the way that it does to some ofjbor / Shutterstock.com its richer neighbors to the east, such as Japan and South Korea. India, whose population is expected to surpass China’s within two decades, also competes to be a hub for low-cost manufacture out-sourcing. However, India provides China with raw materials; ore and slag, for instance, account for more than a quarter of all Indian exports to China. India also exports $1.5 billion dollars of cotton to China annually, providing a crucial source of supply to China’s critical textile industry, which is the world’s largest and responsible for a quarter of all Chinese exports. In contrast, Chinese exports to India are predominantly in manufactured goods, in particular electrical machinery which represents around a third of total Chinese exports to India. The fact that India exports raw materials to China and China returns finished goods reflects a slightly imbalanced relationship; indeed, India ran a trade deficit of around $20 billion with China in 2010. Nevertheless, deeper economic ties with China remain in India’s long term interests. Overall, India is developing its own economy in different ways to China. Specifically, India has focused on information technology and services. China’s rapidly growing IT market, which already boasts the greatest number of internet users in the world, offers opportunity for India’s leading IT firms. For instance, Infosys Technologies, an Indian IT firm, set up a Chinese subsidiary as far back as 2004. While its Chinese subsidiary still derives the majority of its income from outside of China, the Chinese domestic market now accounts for one third of its profits; this is projected to grow in the coming years. By 2014, Infosys predicts its Chinese subsidiary will employ 10,000 people, triple what it does today. The Tata Group, through Tata Consultancy Services (TCS), has also established a significant presence in China. It exports IT services to the Chinese banking sector, with Bank of China among its most notable clients. Its workforce in China is expected to quadruple over the next three years, taking the total number of its employees to over 5000. Following in TCS’ wake is India’s Wipro Technologies which has plans to center its Asian operations in China’s western city of Chengdu, in order to focus on growing its Asian market, and to diversify away from the US and Europe. India’s other great success story in China has been Mahindra & Mahindra, a manufacturer of tractors. Mahindra & Mahindra has established two joint venture tractor manufacturing companies in China which, combined, account for more than 30,000 employees and produce more than 30,000 tractors each year, many of which are exported to Europe or India. Indian IT firms are also seeking Chinese investment. By June 2009, the total Chinese investment in IT in India reached almost $30 billion. Much of this came from the Chinese giant Huawei.

Like many foreign companies working in China, Indian firms have also complained of barriers to their entering and expanding within the Chinese market. These barriers are increasingly being raised at the highest political levels. Complaints from the Indian side are met with calls from China for a bilateral Free Trade Agreement (FTA). Although India has been reluctant to agree to this until its trade deficit with China has been tackled, such an agreement, if signed, would represent the largest free trade area in the world measured in size of populace.

The BRICS Nations

Another area of promising cooperation between China and India is their involvement with the BRICS nations – Brazil, Russia, India, China and South Africa. The name originally came from an economist working for Goldman Sachs, who coined the term ‘BRIC’ in 2001 (South Africa was not included in either the original thesis or the initial gatherings of the countries) when writing about the shift in global power balances from the large developed western countries to the large developing ones. Initially not a formal structure, the four BRIC countries sought to capitalize on the success of the term by launching annual summits in 2009, where the countries meet to discuss their positions in the global order and to call for greater equity within it. South Africa was invited to join at the end of 2010 and attended its first summit in 2011. Both Brazil and India seek to exploit the status of the alliance in order to promote their aspirations for permanent membership of the UNSC, though declarations from the BRICS summits do not go as far as to directly call for this. Questions have been raised about the continued relevance of the grouping with varying degrees of economic growth; in 2012, only India and China surpassed GDP growth of 5% with South Africa as low as 2.8%.

Future Trends

Of the potentially disruptive issues that remain in the Sino-Indian bilateral relationship, the territorial dispute is probably the thorniest. There is seemingly some room for maneuver on China’s part in the disagreement over Arunachal Pradesh; certainly it seems impossible that the Chinese would try to make good their claims on an area that is widely recognized internationally as Indian territory and which is populated by more than one million Indian citizens. However, other disputes seem more intractable, particularly where Kashmir comes into the equation. Acts of insensitivity on either side are likely to continue to provoke minor spats, but the prospect of armed conflict between the two is highly remote. Indeed, informal talks on this very issue were held in Beijing in December 2012, though without any significant movement. The last formal negotiation on the matter took place in January of the same year.

The Tibet issue seems likely to continue to be an irritant as long as the Dalai Lama survives. It is probably China’s own calculation on this issue as a whole, not just with India, that the Dalai Lama’s death will help to remove Tibet from the intense international focus that it has been under for the last few decades. From India’s perspective, the trouble the Dalai Lama has caused has likely overwhelmed any soft power that it may have accrued as a result of it providing the Tibetan leader with asylum. There is probably understanding at the highest political level in the bilateral relationship that there is little that can be done in the short term over this issue.

China’s water disputes with its neighbors will likely be a growing problem, particularly given the unprecedented level of its dam building. Tension over water rights with India will be no exception. What is unclear is what its downstream neighbors can do about China’s hydro ambitions. It will likely be an increasing source of acrimony between China and India, especially as India plays catch-up to China’s water projects. India might voice these concerns more vocally on the world stage. It might also gain influence and leverage with other countries that are similarly vulnerable to China’s hydro ambitions to place economic and other pressures against the country.

It is in the economic ties that the greatest reasons for optimism lie. The different directions that the two economies have taken in their development mean that the potential for bilateral growth is significant. For both countries economic development is key and will continue to be so. They share much in common in terms of the continued need to raise large sections of their population out of poverty, a problem that is particularly pronounced in India. The incentive to stay focused on trade rather than to get tied down by territorial disputes or regional competition should remain at the forefront of the minds of policymakers on both sides of the Himalaya.

The election of Narendra Modi as India’s new prime minister in 2014 brought some new-found optimism given his pragmatic approach to international relations and prioritisation of economic cooperation. Modi was already popular in elite circles in China thanks to his careful diplomacy when serving as a regional leader in Gujurat, during which time he made numerous trips to Beijing. Nevertheless, the many thorny issues in the relationship cannot simply be washed away and the presence of Tibet’s prime minister-in-exile at Modi’s swearing in ceremony indicated that he would not simply roll over and acquiesce to all of Beijing’s demands.

The Tibet Issue

Introduction

To many in the West, China’s continued rule in Tibet is often considered to be a foreign occupation, though few inside China accept this point of view. Tibet is of great psychological importance to China and to Chinese people in terms of national identity and the maintenance of Chinese national unity, as well as of enormous strategic importance with regard to China’s traditional national security and its access to water and other vital natural resources.

Geography

The Tibetan Plateau is the highest region on the planet, sometimes referred to as “the roof of the world”. With an average elevation of more than 4500 meters, it is an

inhospitable place to plant and animal life alike and frequently leaves unaccustomed visitors gasping for air. It is home to one half of the world’s highest mountains, including Mount Everest or Qomolangma as the Tibetans call it, with the peak forming the border with Nepal. Tibet is also the source of many of Asia’s major rivers, including China’s two biggest, the Yangtze and the Yellow River, as well as the Brahmaputra, the Salween, the Mekong, the Irrawaddi, the Arun, the Karnali, the Sutlej and the Indus. About 90% flows downstream to China, India, Bangladesh, Nepal, Pakistan, Thailand, Myanmar, Laos, Cambodia and Vietnam. The sources of these rivers are the huge glaciers that exist in the Tibetan mountains, effectively forming enormous frozen reservoirs that are gradually released to flow down river. The constant flow of these rivers creates a stable source of water in regions which are otherwise dominated by monsoon rain falls. The Tibetan rivers are thus extremely important to sustaining life throughout South and Southeast Asia.

The territory of Tibet is large, with the Tibetan Autonomous Region (TAR) spanning more than 1.2 million square kilometers. Historically, though, Tibet has often included the whole of Qinghai province, as well as the western sections of Sichuan, Gansu, and Yunnan, making it geographically almost the size of modern day India. These areas outside of the autonomous region maintain a strong Tibetan identity today and continue to be populated by mainly ethnic Tibetans. Indeed, many of the protests that have made the news in recent years have occurred outside of the autonomous region, predominantly in Sichuan. When the Dalai Lama speaks about Tibet, he’s referring to those parts of the plateau that were historically Tibetan and are primarily populated by Tibetans. When China refers to Tibet, it is normally referring solely to the TAR.

Demographics

Despite covering such a vast area Tibet’s population is relatively small. The harsh climate has dictated sparse population throughout its history and, even with advances of modern technology, this continues to be the case. The TAR has a population of just 3 million people, though the total Tibetan population of areas that have historically been within Tibet numbers around 6 million. Such small numbers in such huge areas make Tibet one of the most sparsely populated places on the planet, a striking contrast to the thronging cities of eastern China.

Sam DCruz / Shutterstock.comUnlike the other autonomous regions in China, Tibet has maintained its ethnic identity throughout the history of the PRC; whereas the Uyghurs in Xinjiang, the Hui in Ningxia, the Mongols in Inner Mongolia, and the Zhuang in Guangxi all now account for less than half of the population in their respective areas, Tibetans still represent 92% of the population in their own autonomous region. This is, however, changing rapidly. The opening of the world’s highest railway connecting Qinghai to Lhasa – an impressive engineering feat that takes trains across mountain passes over 5200 meters high – has enabled a much greater flow of people into, and out of, the TAR. Han Chinese currently make up around 6% of the population, but that number is beginning to rise as the Chinese government encourages Han migration into the areas by providing incentives such as housing, business, and pension benefits. Indeed, It is estimated that Han Chinese now make up 50% of the population of the capital city, Lhasa, and the Chinese government is heavily investing in the city’s infrastructure to raise the city to modern Chinese standards. Beijing says that the Han economic migrants have temporarily come to Tibet in order to help modernize the area. Some Tibetans fear that China will use demographics as a way to more thoroughly integrate the region into China. Visitors to Lhasa are keenly aware of the division with the city almost literally split into two areas, one almost entirely Tibetan and the other almost entirely Han.

Tibet remains overwhelmingly Buddhist, though the influence of Tibet’s native religion, Bon, can still be seen in some of the practices. Although the much of Tibetan monastic heritage was destroyed during the Cultural Revolution, Tibet still remains home to many large and small Buddhist monasteries and temples, with Tibetans making pilgrimages at various times of the year to sites of importance. The Jokhang Temple in Lhasa is the centerpiece of Tibetan Buddhism. It attracts tens of thousands of pilgrims yearly, particularly during the winter months when some Tibetans from rural areas may walk hundreds of miles to pay homage by prostrating themselves around the perimeter.

The Tibetan Economy

China currently invests about $2.5 billion annually in the region, primarily in the form of shutterstock_77066617infrastructure projects. Farming, forestry, animal husbandry and fishery accounted for approximately 70% of the total gross output value in 2000. Because of its high altitude and mountainous conditions, the Tibetan growing season is short, and the main crops grown are barley, wheat, buckwheat, rye, potatoes and some fruits and vegetables. Sheep, cattle, goats, camels, yaks and horses are also raised within Tibet, with the yak being particularly well suited to Tibet’s harsh winter conditions. Most of the farming, animal husbandry and forestry is still done by hand or with animal labor. Increasingly, electric and hydro-power, mining, light industry and handicrafts also generating earnings for the region. Tibetan hats, jewellery, wooden items, clothing, quilts, fabrics and carpets are all important money earners, as is tourism, with most tourists staying in Lhasa, Shigatse, and the Mount Everest base camp, though the number of foreign tourists permitted to visit Tibet has been scaled back in recent years. Tibet also has large deposits of gold, copper, salt and radioactive ores, although its lack of infrastructure to date has meant that it has been difficult to extract these minerals. China’s huge investment in infrastructure should mean that mining will be a growing sector for Tibet in the future. Overall, China’s significant investment in the region has meant that many Tibetans have seen a rise in living standards. Annual per capita income, for instance, quadrupled to $1076 between 1986 and 2006, though there are claims that this benefit is felt primarily by Han Chinese migrants and not by the indigenous population. Unemployment remains high at approximately 10.3%, more than double the national urban rate.

The Historical Argument

The Tibetan empire reached its zenith around the 8th century CE with an empire that encompassed parts of Southeast Asia, Central Asia, northern India, Nepal, Bhutan, Bangladesh and also parts of what are now the Chinese provinces of Qinghai, Yunnan, Gansu and Sichuan in China. During the Tang dynasty in around 640 CE the Chinese princess Wencheng was sent to Lhasa to marry the then Tibetan emperor Songtsan Gampo. Many Chinese academics credit this as the first sign of China’s suzerainty over Tibet, though many Tibetans claim the opposite: that this was a sign of Tibet’s power and independence since the Emperor only acquiesced in sending the princess under threat of force from Tibet (a claim which is not accepted by modern Chinese historians and was not recorded in the Chinese written Tang annals). Contemporaneously, an informal treaty was signed between the two countries in which the Tibetans claim that the Chinese recognized Tibet as equal to China. By 821 a formal peace treaty was agreed and signed between Tibet and China, known as the Tang-Tibetan Alliance, and the details of this were inscribed on a stone pillar outside of the Jokhang Temple in Lhasa in both Tibetan and Chinese. This pillar remains in place today.

360b / Shutterstock.comThe 13th century Mongol subjugation of Eurasia brought Tibet and China under one rule for the first time when both countries became subject nations under the Mongol empire. Having conquered China, Kublai Khan consolidated his rule by proclaiming himself the Emperor of the Yuan Dynasty. Despite the Yuan Dynasty being formed as a result of an invasion from an external force, Kublai Khan is considered in China to have been Chinese as he perpetuated China’s cultural heritage. That he was Mongolian is no barrier to this interpretation, as Mongolians are recognized as one of China’s official 56 ethnic groups. As a result, modern Chinese historians argue that it was during the Yuan Dynasty that Tibet formally became part of Chinese territory and has remained so ever since. In contrast, the opponents of this view maintain that China and Tibet were two independent countries subjugated by an outside force; in emphasis, they point out the Mongols ruled the two territories separately much in the same way that the British ruled its colonies independently, and that Tibetan life remained centered on monastic Buddhism rather than Chinese cultural norms. Tibet continued to move in and out of the Chinese sphere of influence throughout the Ming and Qing dynasties that followed the Yuan, leading up to the end of the 19th century.

The 13th Dalai Lama entered a rapidly changing international order when he assumed power from his regent in 1895, by which time both Tibet and the Qing were under pressure from predatory Japanese and European colonial powers. By 1890 the British were negotiating a treaty with the Qing to establish the border between Tibet and Sikkim, which the British sought to include within its Indian colony. Historically, the Himalayan kingdom of Sikkim had been viewed as a vassal tributary state by Tibet, yet the Tibetans were not consulted during the treaty negotiations. Mainly as a result of fear that Russia was making incursions into Tibet in order to establish a sphere of influence, Britain invaded Tibet in 1904 and the 13th Dalai Lama fled into exile. The British invasion of Tibet refocused Qing attention on the region, which had been distracted by challenges closer to home. By December 1904, Tibetan officials left in charge by the 13th Dalai Lama, capitulated to British terms in order to secure withdrawal of troops from Lhasa. In the resulting convention between Great Britain and Tibet, Tibet accepted London’s annexation of Sikkim and agreed not to conduct for relations with foreign states, including China. Tibet also had to pay war reparations.

During this time, the thirteenth Dalai Lama was trying to get Russia to engage on Tibet’s shutterstock_94573753 resizedbehalf, yet Russian help was not forthcoming. Ultimately it suited both the British and Russians that Tibet was neither an independent state nor a vassal of an enemy. London and Moscow concluded that it was in both their interests to recognize a purposely vague Chinese claim over Tibet, especially as the British realized that it would be too expensive to turn Tibet into a true British protectorate as it had done to Sikkim. As a result, some clauses of the 1904 Convention were rejected by the Foreign Office in London, and it negotiated two new treaties with the Qing and with Russia. In a 1906 treaty with the Qing, the government of Great Britain engaged not to annex Tibetan territory or to interfere in the administration of Tibet. The Qing undertook to prevent other foreign states from interfering with the territory or internal administration of Tibet. The British then signed a second 1907 accord with Russia in which the two states agreed to recognize the principle of Chinese suzerainty over Tibet, thus effectively denying that Tibet was an independent nation. Moreover, English legal and historical documents were beginning to equate China with all the territory of the Qing empire. At the same time, as those Han Chinese that sought to end imperial rule began to think what a Chinese nation would be once the Manchus were overthrown, they too began to define their borders by those drawn by the Manchus when they took power. The Chinese became fixated on the humiliation that they were experiencing at the hands of foreign powers so the defense of Chinese borders became a matter of national pride for the Chinese people. By 1912, a year after the overthrow of the Qing Dynasty and the formation of the Republic of China, San Yatsen declared China to be a multi-ethnic state composed of Manchus, Mongols, Tibetans, Han and Uyghurs among others. Promoting this diverse population was one of the ways that the young republic articulated that its aim was to consolidate its country upon the larger Qing borders.

Taking advantage of the chaos during the early days of the Republic of China, in 1912 the 13th Dalai Lama proclaimed Tibet’s complete independence, and a voluntary Tibetan army drove the remaining Chinese out of the Tibet. In 1913, the Dalai Lama returned from exile after an absence of eight years. Importantly, the Tibetan government also negotiated with British India over shared borders and an agreement was signed between British India and Tibet in 1912 which ceded Tibetan territory to colonial India. This is often cited as proof that Tibet acted with genuine independence as a nation state at this time, but it is the only example of Tibet ever acting as such in the modern international system. It is worth noting that Chinese authorities were included in these negotiations and the Chinese representative even initialed the final treaty. Though this is now downplayed by Beijing due to the complications of continued disputes with India over the modern border, it does raise a serious question over the ability of Tibet to act as a genuinely sovereign nation even during this sole example of it apparently doing so. Furthermore, Britain was in breach of its own Anglo-Russian Entente, signed in 1907, in which it had agreed that all matters surrounding Tibet would be dealt with through the authorities in Peking (Beijing) and that no negotiations would be conducted with Tibetan authorities. The chaos and confusion in China after the fall of the Qing left Tibet’s status relatively unaddressed. During this period, the 13th Dalai Lama passed away. Tibet’s 14th and current Dalai Lama was born on July 6, 1935, 18 months after the death of his predecessor.

Tibet under the PRC

Zzvet / Shutterstock.com

During the struggle against Japanese occupation and the civil war between the communists and the nationalists, it is reported that Mao Zedong pledged that the periphery regions of China, such as Tibet, Xinjiang, and Outer Mongolia, would be free to decide their own future. However, upon the establishment of the PRC in 1949, this policy was repudiated (with the exception of Mongolia, whose independence was accepted by the communists probably as a favor to their allies in the Soviet Union). By 1949, the Chinese were using its radio infrastructure to broadcast into Tibet its need to peacefully liberate the country. By October 1950, the PLA had entered Tibet’s eastern regions. After initially rejecting the idea of Chinese sovereignty over Tibet, the Dalai Lama signed the “17 point agreement” in 1951 after recognizing that it was not in Tibet’s interests to make an enemy of its giant neighbour against which it stood little chance of military success. The Chinese army had already inflicted defeats against Tibetan resistance and it was clear that the battle could not be won. The agreement accorded the Tibetans autonomy over their own affairs, recognized the position of the Dalai Lama and guaranteed freedom of religion in Tibet. It needs to be acknowledged that this both demonstrates that the PRC government recognized the ability of the Tibetan authorities to act on behalf of Tibet (otherwise they would not have conducted negotiations and signed an agreement with them) and also that several of the points in the agreement have been broken by the PRC authorities, in particular the promise not to interfere with the position of the Dalai Lama and the guarantee that local religion would be respected.

The Dalai Lama remained in Tibet after this agreement was signed and, according to his own account of the story, met with Mao Zedong in Beijing on more than one occasion. In March 1959, following three years of sporadic battles at the edges of Tibet between local paramilitaries and the PLA, the Dalai Lama officially repudiated the agreement citing breaches from the Chinese. What followed was an uprising from Tibetans against the increasing Chinese presence in Tibet, followed by a large military response from the Chinese and a bloody wave of repression. The Dalai Lama fled, on horseback, across the Himalaya into India where he later claimed asylum and established the ‘Tibetan government in exile’ in Dharamsala. It took a further three years to fully establish Chinese control over Tibet. The number of Tibetans killed has never been independently verified but the Tibetan government in exile claims the figure to be in excess of 86,000. It is also believed that the US was involved in inspiring the uprising by engaging in training some of the Tibetan paramilitaries, a practice that continued for several years after the uprising was crushed.

Prior to China’s ‘liberation’ or ‘occupation’ (what it is called depends on one’s own viewpoint) there is no doubt that life in Tibet was a long way from the idealistic vision of a harmonious, peace-loving, and free society that some in the West tend to paint it as. Life expectancy was just 36 and the overwhelming majority of the population was illiterate. A majority of Tibetans were hereditary serfs of varying statuses, allowing the elite – including the religious leaders – to live a luxurious life on the backs of a poor, uneducated society that was structurally condemned to remain in poverty through the following generations. In essence, this was precisely what the international communist movement sought to bring to an end. Tibet had no roads, poor sanitation, and no monetary system. Until the 1960s, there were virtually no vehicles of any kind, motorized or otherwise. Punishment for various crimes was barbaric, including amputation of limbs and eye-gouging.

Hung Chung Chih / Shutterstock.comHowever, whatever the rights and wrongs of the legal or moral claim that China may have over Tibet, there is no question that many Tibetans suffered both during the ‘liberation’ and after, particularly through forced collectivization and during the Cultural Revolution. In this latter period many temples were destroyed and monks forced to tend pigs, sometimes within the walls of their own religious institutions, a grievous insult. While it is important to keep such acts in context – the Cultural Revolution was a chaotic and unpleasant time for most people in China, regardless of ethnicity – it does not excuse such acts in the minds of Tibetans, and many continue to harbor ill feelings over this. Despite the orgy of destruction that ensued in the late 1960s, it is thought that the Potala Palace, the former winter home of the Dalai Lama and Tibet’s most famous symbol, was preserved at the behest of Zhou Enlai who recognized its significance.

The Dalai Lama has remained in exile since 1959 and has spearheaded a very public campaign for Tibetan autonomy, gaining much sympathy and support in Western countries and elsewhere, including in Japan. In 1989 another attempted uprising, marking the fortieth anniversary of Dalai’s flight from Tibet, was crushed on the orders of the then-Party Secretary of Tibet, Hu Jintao, who would later go on to become China’s president and supreme leader. During the incident around 400 Tibetans are believed to have been killed. This occurred just months before the Tiananmen Square incident but did not receive a similar level of coverage due to a lack of media presence on the plateau at the time. Later that year, the Dalai Lama was awarded the Nobel Peace Prize for his “consistent resistance to the use of violence in his people’s struggle to regain their liberty”. The award, and the celebrity endorsements that have continued to flow (the Hollywood actor Richard Gere is the most notable), have helped to keep the Dalai’s drive for “genuine autonomy” within the PRC in the headlines, at least in the West. He abandoned hopes of Tibetan statehood in 1979, though the PRC government continues to paint him as a “splittist” seeking to create a separate country, and maintains that Tibet can exist within the PRC to the chagrin of some of his followers who would prefer a cleaner separation.

The Panchen Lama, Tibet’s second most important spiritual leader who has the responsibility of identifying the reincarnated Dalai Lama after his death, was arrested shortly after being confirmed as the current Dalai’s accepted choice in 1995. Aged just six years old at the time, Gedhun Choekyi Nyima was considered to be the world’s youngest political prisoner by many in the Tibetan movement. Beijing subsequently appointed their own choice of Panchen Lama, Gyancain Norbu, a somewhat difficult position for the CCP to explain given its strictly atheist constitution. Beijing’s Panchen Lama has never been accepted by the Dalai Lama and the campaign for the release of Gedhun Choekyi Nyima continues. He is reported to still be alive and living in Beijing under virtual house arrest and with an assumed identity. This complicates any future succession the Dalai Lama. Under the system in place in Tibet for more than five centuries, the Panchen Lama has the responsibility to identify the reincarnated Dalai, something he clearly will not be able to do whilst under house arrest in Beijing. Any reincarnation identified by Beijing’s hand-picked Panchen is unlikely to garner support from grassroots Tibetans and will be probably be seen as simply a puppet of the Chinese. With this in mind, the current Dalai Lama – who, while in good health, is already in his late seventies – has suggested that his reincarnation might be found outside of Tibet.

In recent times, particularly since the death of Mao and the launch of the reform era in China, there has been a drive towards economic development in Tibet. This has included some of the aspects of Chinese rule that provoke controversy among Tibetans and pro-independence groups such as increased migration of Han Chinese. Most controversial has probably been the development of a railway line that now connects the Tibetan heartland to the rest of China, making it possible to take a train from Beijing all the way to Lhasa (an extension to Shigatse will open in 2014). While this railway represents a notable engineering feat – with passes as high as 5200 meters it is the highest railway in the world – concerns over damage to Tibet’s delicate ecosystem have not been allayed. Furthermore, the massive increase in internal tourism that has accompanied the launch of the train service threatens to erode Tibet’s unique culture even further, turning important historical and religious sites into Disneyland-esque tourist stops. While it is undeniable that this has brought economic benefits to the area, with an increase in GDP per capita of around 400% during the first decade of the 21st century, an astonishing growth rate even by China’s standards, accusations that this increase does not benefit the local population abound. The truth is difficult to ascertain as the Chinese government does not release relevant statistics and may not even keep them itself.

Over the last few years there has been an upsurge in political activity and protest in the TAR and the surrounding Tibetan areas. The most high profile of these was a series of protests in Lhasa in March 2008, marking the anniversary of the 1959 uprising but also timed to gain maximum international attention in the run up to the Beijing Olympics. Riots across Lhasa left hundreds wounded and a reported 18 dead, mostly Han Chinese. The response from the Chinese authorities was initially relatively low key, though Tibetan groups in exile later reported that upwards of 1500 people were arrested, with many allegations of torture being used to extract confessions. Since 2008 security in the TAR and surrounding areas has increased, making it substantially more difficult for foreigners to visit for tourism and almost impossible for journalists or academics to investigate some of the claims being made. In 2012, a series of self-immolations made the headlines both in China and abroad, leading to the Dalai Lama to appeal for Tibetans not to resort to such measures, though Beijing is resolute in its insistence that such acts are committed at his behest.

China’s Traditional and non-Traditional Strategic Considerations

Tibet provides a buffer region between the Chinese heartland and both India and Pakistan, two nuclear powers. While neither of these two countries poses an apparent and immediate threat to China (they are normally more focused on each other) this is a consideration that any strategist would make. In particular China’s relationship with India has been problematic and the two fought a border war in 1962, and have a continued dispute over territory. A sparsely populated region such as Tibet is an ideal way to keep tensions at a minimum between two such nations. Allowing any form of independence to Tibet risks creating a kind of power vacuum that might be filled with Indian influence. From the point of view of national self-defense, no government in the world would countenance this if it did not have to.

Access to water resources will be crucial to China in the coming decades as it seeks to continue its rapid economic growth and improvement in living standards. China has less than half the per capita average of available water resources and large areas of the country suffer from serious drought on an almost annual basis. For this reason, the large rivers that flow through China are essential to the survival and prosperity of its people. Several of China’s largest and most important rivers have their sources in Tibet, including both the Yangtse and the Yellow River which, combined, provide water supplies for more than 500 million people. The Tibetan Plateau is the greatest store of fresh water outside of the North and South Poles. Although not explicitly acknowledged by the Chinese government in any discussion of the question of sovereignty over Tibet, it is clear that this remains a significant consideration for policy-makers when addressing the issue. The control of these river sources is an important advantage that no country would give up willingly, particularly one that is in such a precarious position with regard to its water supplies.

The Psychological Importance of Tibet

Knowing China’s modern history is crucial for understanding its perspective on many contemporary issues. Moreover, comprehending the Chinese interpretation of that history is the key to unlocking much of the Chinese view of the so-called “Tibet issue”. China’s view of itself as a victim of various powerful nations that took advantage of it while it was fragile, and sought to keep it weak by breaking it up, is a powerful lesson both for those in government and for the citizens of modern China. This “century of humiliation” was (in the Chinese narrative) brought to an end by the Communist victory in the civil war in 1949 but the scars remained in the form of Hong Kong, Macao and Taiwan. What is viewed in China as the rightful “return to the motherland” of the first two went some way towards redressing this and the continued desire to “reunify” with Taiwan demonstrates its continued role. Given that nearly all Chinese start from the view that Tibet is part of China, efforts to remove it from the unity of the PRC are viewed through this lens, and foreigners who involve themselves in the issue are ordinarily seen as trying, once more, to “split” China. This is a particularly potent storyline during a period of time in which China’s power is clearly rising and fears from outside are evident.

The View from the West

Falk Kienas / Shutterstock.com

Tibet is frequently presented as an almost-mythical “land of snows”, populated by peace-loving religious people who live a simple (indeed, backward) life. The mythical Shangri-La is widely believed to be in Tibet (it has officially been designated as Zhongdian in northwest Yunnan but this is purely for tourism purposes). Tibetan people are portrayed as being deeply religious and almost entirely homogenous in their devout commitment to their religion and its leading figure, the Dalai Lama, as well as to the path of peace that he passionately advocates. In many ways Western depictions of Tibet and its people are simplistic, romantic, and occasionally patronizing.

When Tibet comes into the consciousness of Westerners it is often through the activities of high profile groups such as the International Campaign for TibetTibet House and Free Tibet, all of which are based in major Western cities such as New York, Brussels and Berlin. Richard Gere’s role in several of these groups has raised the profile further and reached audiences that do not ordinarily pay a great deal of attention to international political issues. The involvement of celebrities has sometimes been frivolous; the British rock band, Oasis, was denied visas to play concerts in Beijing and Shanghai in 2009 because of the involvement of Noel Gallagher, the band’s guitarist and lyricist, in a ‘Free Tibet’ concert twelve years previously despite Gallagher’s own confession that he had no recollection of the event and no interest in the movement. Condemnation of human rights abuses in Tibet frequently comes from senior figures in the US political scene as well as from independent NGOs across the Western world, lending such reports an air of credibility despite the difficulty in corroborating many of the individual stories that constitute the reports. The explanations offered by these groups for China’s continued presence and interest in Tibet focus entirely on the economic benefit that China can gain from the region. Free Tibet, for example, cites only the vast reserves of minerals and the sources of much of China’s water supply as its motivation, making China’s motives appear entirely selfish and materially-based.

The most visible manifestation of this feeling in the West came in 2008 with the protests Sam DCruz / Shutterstock.com surrounding the Olympic torch relay, particularly in European cities such as Paris and London. Large crowds of people displayed banners and waved Tibetan flags while some attempted to extinguish the Olympic flame. This was in direct response to the reports of riots in and around the Tibetan Autonomous Region in March of that year. The riots were misreported by some parts of the media in the West (this was not helped by the Chinese authorities preventing many outlets from entering the territory) and so it is not fully understood that many of those that died were Han Chinese, killed or burned alive by Tibetan rioters. These acts, if carried out in a US domestic context, would have been labelled as terrorism. This reporting caused anger among many Chinese who cannot understand where the Western bias comes from and consider it to be simply “anti-Chinese”.

No country in the international system recognizes Tibet as an independent nation and all who have diplomatic relations with Beijing acknowledge Chinese sovereignty over the region (indeed, even those few countries that maintain diplomatic relations with Taipei instead consider it to be part of the Republic of China). The last country to fall into line and recognize Tibet formally as part of the PRC was the UK, which did so in 2008, blaming a bureaucratic oversight for not having done so previously. Even the Dalai Lama himself no longer calls for independence, but for “genuine autonomy” within the People’s Republic.

The Future of Tibet

The Tibet question is one that has shown no sign of simply going away. The Dalai Lama’s successful internationalization of the issue has made it infinitely more complex for the Chinese leadership to handle but their legitimate and rational security concerns, combined with the crucial issue of maintaining territorial integrity of the Chinese nation, mean that the Dalai’s wish for genuine autonomy is unlikely to be granted. The Chinese government, despite its intermittent negotiations with representatives of the Dalai (the last of which took place in 2008 prior to the riots), shows no intention of shifting position and appears to be playing a waiting game, apparently believing that Tibetan resistance will subside after the death of the fourteenth Dalai Lama. Having captured the Panchen Lama and appointed their own, they consider themselves to be in charge of the future of that particular institution. However, the Dalai himself has raised the possibility that a future reincarnation of himself may be born outside of Tibet (previously believed impossible) which might allow for a continuance of a government in exile that maintains some level of loyalty from the Tibetan people. Furthermore, he has already announced that he intends the position to be one only of religious leader and that the head of the Tibetan government should be democratically elected. Even without this, there is no guarantee that the Chinese waiting game will pay off in the long run; there is some evidence, particularly in the wake of the 2008 protests and the recent spate of self-immolations, that Tibetan youth is becoming radicalized in the face of an apparently immovable Chinese position, and without the calming influence of their spiritual leader it is possible that further violence might erupt.

China continues to focus on the economic development of Tibet, hoping that continued economic prosperity will help Tibetans feel more integrated into China. China has invested heavily in Tibetan roads, housing, schools and electrical grids so that it may feel the benefits of being part of China. Yet proposals that carry with them the prospect of greater prosperity, such as the proposal to extend the railway from Lhasa further into Tibet, are also viewed with suspicion by some Tibetans who fear that they are just another tool for the Chinese military to ensure control over the region is maintained. To assuage these fears, China needs to pay more attention to the legitimate complaints of Tibetans who feel that their culture and history is being destroyed. This loss cannot be compensated with the kind of economic progress that has, so far, satiated other parts of Chinese society.

 

References